We have established a documented internal control system that upholds not only our diligent internal standards, but regulatory requirements as well. We maintain a robust internal control process that ensures adherence to the regulatory requirements of FINMA and provides a framework for applicable stipulations with respect to the various vehicles’ requisites and leading industry best practices.
Within this system, we clearly define responsibilities pertaining to risk throughout the organization, as well as channels for escalation. Risk methodology frameworks, tools and management processes are implemented across EIP. Furthermore, we generate transparency on risk situations and key trends through a comprehensive risk reporting process, thereby underlining our commitment to a strong internal risk culture.